Tollefsen Law is a Business, Bankruptcy, and Litigation Law Firm in Washington, Oregon, and New York.  
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Tollefsen Law PLLC

Business Law and Litigation


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  Seattle: (206) 624-5300  -   Everett: (425) 672-3300  -  Portland: (503) 224-4600
Los Angeles: (213) 401-2550 -  San Francisco: (415) 735-3400  -  New York: (212) 964-1960 
 
 

Securities Fraud Laws

Generally investors are given powerful rights to recover from the perpetrators of investment fraud. Potential defendants include sellers, officers and directors, other participants, and those who materially aid the fraud. Oregon has a significantly higher standard of protection from those who "materially aid" than Washington reaching even to lawyers doing ordinary legal work. Stock brokers and their firms are also liable in certain circumstances. These investment professionals are required to recommend only investments suitable for the investor's objectives. They are also fiduciaries who must put the client first, particularly before their desire to obtain commissions.

Liability of Stock Brokers

Uniform Securities Act

Oregon Securities Law

Washington Securities Law

Federal Securities Law

Tollefsen Law Securities Fraud Litigation Services























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Association of Certified Fraud Examiners

About Certified Fraud Examiners

Entrusting your case to a CFE is the sensible decision in financial fraud cases. More...

Tollefsen Law Mission Statement

Our Mission Statement

.. to provide the highest quality legal service at an affordable price with integrity.. More ...

Cases of Public Interest

Cases of Public Interest

Some of Tollefsen Law clients have had case followed by the press. More...

 
     
 
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